How do you get paid?

Our practice involves aspects of investment advice and management, as well as comprehensive financial planning.  Our compensation is determined by the level of services we agree to provide and is based on percentage fee of the assets under management for each client or household.  We can also receive commission compensation from third parties relating to the sell and placement of various insurance products (i.e. life insurance, long term care insurance, annuities, etc.)

Are you a Fiduciary?

Yes.  A fiduciary is a person (or entity) acting on behalf of another party who must put that party’s interests ahead of their own.  We operate under a fiduciary standard that requires that we place our clients interests ahead of our own.   Additionally, both Mark and David are CERTIFIED FINANCIAL PLANNER™ Professionals and therefore obligated to act in a fiduciary capacity and to uphold the duties of loyalty, care with honesty, integrity, competence, and diligence.

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